Back

Debate: Has Progress on Culture and Conduct Become Stagnant?

Conference

2025-03-18 | 03:05 PM - 03:55 PM

How has the pace of change in improving conduct and culture within banks evolved in recent years? What factors are hindering further meaningful progress in this area?
Do culture and conduct initiatives still attract sufficient support from the board? What steps can firms take to ensure they retain appropriate ‘tone from the top' on an ongoing basis?
Are financial penalties enough to deter financial institutions for not taking culture and conduct seriously or should a different approach be taken?
What considerations have firms taken from the recent FCA culture and non-financial misconduct survey? Should regulators take a bolder stance on misconduct?

Moderator: Emily Wright, Moderator, 1LoD

Panellists:

Britt Johnston,Managing Director, Head of Conduct & Culture EMEA, Natixis
Mark Satterthwaite, Chief Compliance Officer, Europe, Citigroup
Tracy Saale, Managing Director, Conduct Risk Management and Shared Services; Corporate Responsibility Officer, Charles Schwab
Nicola Uniacke, Risk COO, LSEG

Natixis

Managing Director, Head of Conduct & Culture EMEA

Citigroup

Chief Compliance Officer, Europe

Charles Schwab

Managing Director, Conduct Risk Management and Shared Services; Corporate Responsibility Officer

LSEG

Risk COO