Debate: Is the Industry losing ‘Sting’ for Risk Culture?

Conference

2026-03-03 | 01:15 PM - 02:05 PM

Information

  • To what extent has deregulation, the growth agenda, commercial pressures, cost-cutting, and transformation fatigue diluted the focus on risk culture and conduct?
  • How has the pace of change in improving conduct, culture, and ethics within financial institutions evolved in recent years? What factors are hindering further meaningful progress in this area?
  • Do culture and conduct initiatives still attract sufficient support from the board? What steps can firms take to ensure they retain appropriate ‘tone from the top’ on an ongoing basis?
  • To what extent is positive incentivisation changing culture & conduct for the better? Are financial penalties enough to deter financial institutions for not taking culture and conduct seriously or should a different approach be taken?

Speakers

1LoD

Roger Noon

1LoD

Senior Moderator

Charles Schwab

Tracy Saale

Charles Schwab

Managing Director, Conduct Risk Management and Shared Services; Corporate Responsibility Officer

Natixis

Britt Johnston

Natixis

Managing Director - Head of Conduct & Culture EMEA

Macquarie

Karen Edwards

Macquarie

Regional Partner (EMEA), Risk Culture & Supervision

Global Relay

Rob Mason

Global Relay

Director of Regulatory Intelligence