Debate: Is the Industry losing ‘Sting’ for Risk Culture?
Conference
2026-03-03 | 01:15 PM - 02:05 PM
Information
- To what extent has deregulation, the growth agenda, commercial pressures, cost-cutting, and transformation fatigue diluted the focus on risk culture and conduct?
- How has the pace of change in improving conduct, culture, and ethics within financial institutions evolved in recent years? What factors are hindering further meaningful progress in this area?
- Do culture and conduct initiatives still attract sufficient support from the board? What steps can firms take to ensure they retain appropriate ‘tone from the top’ on an ongoing basis?
- To what extent is positive incentivisation changing culture & conduct for the better? Are financial penalties enough to deter financial institutions for not taking culture and conduct seriously or should a different approach be taken?
Speakers
Roger Noon
1LoD
Senior Moderator
Tracy Saale
Charles Schwab
Managing Director, Conduct Risk Management and Shared Services; Corporate Responsibility Officer
Britt Johnston
Natixis
Managing Director - Head of Conduct & Culture EMEA
Karen Edwards
Macquarie
Regional Partner (EMEA), Risk Culture & Supervision
Rob Mason
Global Relay
Director of Regulatory Intelligence