Debate: Is the Industry losing ‘Sting’ for Risk Culture?
Live
2026-03-03 | 01:00 PM - 03:00 PM
Information
To what extent has deregulation, the growth agenda, commercial pressures, cost-cutting, and transformation fatigue diluted the focus on risk culture and conduct? How has the pace of change in improving conduct, culture, and ethics within financial institutions evolved in recent years? What factors are hindering further meaningful progress in this area? Do culture and conduct initiatives still attract sufficient support from the board? What steps can firms take to ensure they retain appropriate ‘tone from the top’ on an ongoing basis? To what extent is positive incentivisation changing culture & conduct for the better? Are financial penalties enough to deter financial institutions for not taking culture and conduct seriously or should a different approach be taken?
Speakers
Roger Noon
1LoD
Senior Moderator
Tracy Saale
Charles Schwab
Managing Director, Conduct Risk Management and Shared Services; Corporate Responsibility Officer
Britt Johnston
Natixis
Managing Director - Head of Conduct & Culture EMEA
Karen Edwards
Macquarie
Regional Partner (EMEA), Risk Culture & Supervision
Rob Mason
Global Relay
Director of Regulatory Intelligence